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Tips & Advice

Also see:
General Tips & Advice

Checklist and Other Guides

Questions your proposal must answer

Humanities Advice

Science & Social Science Advice

Obtaining NSF Funding


General Tips & Advice

Be prepared to spend a lot of time on your proposal. Writing a successful grant proposal requires almost as much time and thought as writing a publishable article. A final version which is a revision of a revision of a first draft is much more likely to convince reviewers of the worthiness of your project than a hastily-prepared submission.

Read the Guidelines carefully.
It is important to note the goals of the program and any special instructions about format, mailing, etc.

Follow all directions.
Grant proposals have been denied because applicants did not do what was asked. So, include the right forms, provide requested information, answer all the questions, and adhere to requirements about length and format.

Address all review criteria.
The successful grant proposals will be those that answer all the questions above and that best fit the mission of the grant program (as defined by the review criteria). If the criteria aren't spelled out you can usually discern what is important from other language in the guidelines or program description.

Use language comprehensible across disciplinary boundaries. The reviewers who read your proposal will not necessarily be experts in your specific field and, therefore, may not understand technical jargon and discipline-specific abbreviations and symbols. This piece of advice is not generally applicable to proposals in the sciences.

Strive for a balance between conciseness and detail. The more specific you are about what you plan and what you have already done, the more impressive your proposal will be. But if this leads to many pages of repetitious rambling, you'll put your readers to sleep. Adhere strictly to page limits specified in the guidelines.

Before you submit a proposal to a granting agency, have a draft "critiqued" by: (a) someone familiar with your topic, (b) a colleague outside your field, and, if possible, (c) someone with experience in judging proposals. These people may raise questions, the answers to which can be incorporated into a revised draft. Reviewers of proposals will never call to find out what you mean by a particular statement; they will simply set aside your proposal in favor of another which is more clearly presented.

All proposals must convince the reviewers of four things: (a) that your project is of sufficient importance and significance to merit research support, (b) that you've done a thorough review of literature in the field and have a well-designed plan of study, (c) that the project is of manageable size and can be carried out within the time frame of the proposal, and (d) that you are competent to complete the project successfully.

Send out only perfect copy.
First impressions are important -- there should be no typos, no errors, no sloppy formatting, etc. Application forms should be typed.

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Links to other sources of advice and information

Proposal Checklist - excellent tool for after you've written your first draft (by Dr. Herbert B. Chermside at Virginia Commonwealth University).

Writing from the Winner's Circle: A Guide to Preparing Competitive Grant Proposals by Dr. David Stanley (Nebraska EPSCoR). An online grant-writing handbook, very easy to read and colorful.

National Science Foundation Grant Proposal Guide

 

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Questions your grant proposal must answer

What do you want to do?
You should be able to summarize your proposal in a few sentences. Avoid jargon and region-specific wording or references. Provide a short project summary even if it's not required. Make it easy for reviewers to find the answers to questions they might have.

Why do you want to do it?
Why is it important that this project be done? Convey your enthusiasm. There must be a better reason than "it hasn't been done before."

How are you going to do it?
When and where? Provide a verbal timeline. Demonstrate that you have the necessary equipment and other resources.

How much will it cost?
In addition to a basic budget (or required budget forms) provide a "Budget Justification" -- detailed information on each budget item. Exactly how did you arrive at your figures?

Why are you the one to do it?
What special credentials do you have?  Don't be modest!

What good will come from it?
Your answer will depend in part on the goals of the funding source. Typically you will need to describe the contribution to the discipline and to society in general. You may also need to address the benefit your project will have for your career or for NKU and/or its students.

How will you show that it's been done and evaluate its success?
This answer also depends on the goals and requirements of the funding source.  This is an incredibly important section of any grant.  At a minimum you should indicate how you plan to disseminate the results of the project.

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Humanities Advice
(adapted from NEH Fellowship guidelines)

Most funding sources will want to know the following about your humanities research project:

*What are the basic ideas, problems, works, or questions the study will examine?
*What is the planned approach or line of thought?
*If the area is new to you, what are the reasons for working in it or what interests have led to it?
*What is the current state of the proposed study?
*Is it in the beginning stages or well underway?
*What are the plans for each stage?
*How does the part to be done during the grant period fit into the whole?
*Provide a proposed schedule or plan of work.
*What contribution is the proposed study likely to make, and what is its significance for the humanities?
*If the subject might seem narrow or obscure you should show the project's larger significance.
*What is the relationship between the proposed work and the work of others in the same general subject area?
*What is distinctive about the proposed study?
*For what audience are the results of the study intended?
*What format (book, articles, paper, other) is the proposed study likely to assume?

Some funding sources will be concerned about other things as well:

Read the guidelines carefully. You may be asked to relate your project to your career goals or to your teaching. The NEH Fellowship program asks about the relationship of the proposed study to your development as an interpreter of humanities. Other organizations may want to know how they will benefit from the study or how society in general will benefit. READ THE GUIDELINES AND FOLLOW THEM EXACTLY.

Some practical matters you should address:

Check the guidelines. If languages other than English are needed to conduct the research, the funding source may want you to document or demonstrate your competence. You may need to state that you have the facilities and materials needed to conduct the study (phone, fax, computer, copier, film, tapes, etc.). Be prepared to document that you have access to any archives, collections, or institutions with resources necessary for your project. ANSWER ALL QUESTIONS.

Budget -- If a budget is required please consult Mary Ucci in RGC for assistance (x5768, uccim@nku.edu). Also consult the budget information page in this guide.

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Science & Social Science Advice

1. Background: Develop ideas and contacts

Become familiar with the current literature. Make contacts; get to know the major players and those with interests closest to yours. Attend topical conferences in your area. Establish collaboration(s) with "experts"

2. Funding preliminaries

Identify potential funding sources. Talk with the Program Officer ... and listen! Does your project match the guidelines? Are there budget limits? What is typical award? Optimum timing to submit? Be clear on guidelines for proposal

3. Writing

Start early! Expect to spend 2-3 months writing and honing. Develop a draft budget early (this may influence everything else). Discuss budget with Grants Office staff. Seek commitment of institutional support (matching funds, released time). Establish the context: What is the big picture? Provide an overview of what you seek to accomplish. Why is it important? Specifics: Project details. Show your familiarity with prior work. Establish your track record/expertise -- why you? Argue feasibility of project; note resources available. Budget: Be realistic (no shoestrings or Cadillacs). Institutional support. Consider infrastructure impact. Influences on students (direct and indirect): Role students will play (don't simply ask for stipends). Attachments (where allowed/encouraged): Letter from a collaborator. Recent preprint or photo if allowed.

4. Pre-submission

Check guidelines and criteria for reviewers. Match subheadings to these – don't let a busy reviewer miss the point. Have others review and critique – both specialists and non-specialists

5. After submission

Wait. Patience is a virtue.  Expect success; be prepared for failure. Listen to comments from program officer. Ask for comments from reviewers ... and pay attention (whether funded or not). If denied: remember that majority of others were too-- keep working on project anyway. REWRITE and RESUBMIT – your chances will improve. If granted: Celebrate (briefly) but get cracking! Report results promptly (don't forego the good to achieve the perfect). Think about the next grant; the next project. Serve on review panels yourself.

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Obtaining NSF Funding

CONTACT WITH PROGRAM OFFICERS IS CRUCIAL

  • Talk with program officers at your professional meetings or at CUR meetings.
  • Send email to program officers (addresses are in NSF directory on NSF website).
  • Send a summary of your research to a program officer and set up a telephone appointment.
  • Call program officer at NSF (Grants Office can help you identify which person to call) .

FIND OUT WHAT NSF IS FUNDING

  • Talk with program officer.
  • Check journal articles to see what type of research NSF has funded.
  • Search NSF website for awards and ask PI's for copies of their successful proposals

PLAN YOUR PROPOSAL

  • Organize folders/notes by required proposal elements.
  • Allow enough time to draft proposal and rewrite.
  • Address all "REVIEW CRITERIA" from the guidelines.
  • Justify your budget request in detail - NSF allows three pages.
  • State the significance of your research questions and defend your research design.
  • Use clear prose (must be understood by anyone who is scientifically literate).
  • Ask colleagues to serve as "reviewers" for your draft proposal -- incorporate their advice

FOLLOW THE GUIDELINES

  • Note formatting requirements (margins, type size, pagination, stapling, etc.).
  • Don't be afraid to call the FastLane Helpdesk for assistance with FastLane
  • NSF is serious about page limits and no appendices.
  • Use checklist to make sure you've included everything.
  • RUI proposals: Need RUI certification signed by appropriate college official and RUI Impact Statement (think if this as additional space to justify your project).


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